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Resolution 2019-21 Resolution No. 2019-21 A RESOLUTION OF THE UNITED CITY OF YORKVILLE,KENDALL COUNTY,ILLINOIS, APPROVING A PUBLIC ROAD CROSSING AGREEMENT WHEREAS, the United City of Yorkville, Kendall County, Illinois (the "City") is a duly organized and validly non-home rule municipality created in accordance with the Constitution of the State of Illinois of 1970 and the laws of this State; and, WHEREAS,the City and the Kendall County Forest Preserve District(the"District")have determined that it is in the public interest that Hoover Drive should cross the railroad tracks of Illinois Railway, LLC (the "Railroad") for access to the District's Forest Preserve; and, WHEREAS, in order to procure federal funds through the Illinois Department of Transportation for the construction of warning devices and crossing gates (the "Project") to provide safe access, the City was a necessary party and joined with the District as parties to a Railroad-Highway Grade Crossing Improvements Local Public Agency Agreement; and, WHEREAS, construction of the Project has been completed and the Railroad now proposes to license the use of the public crossing over Hoover Drive pursuant to the terms set forth in the Public Road Crossing License attached hereto and made a part hereof(the "License"); and, WHEREAS, pursuant to the License, the City is named as the Co-Licensee while the District is named the Licensee and made solely responsible for any and all obligations pertaining to the construction, use and maintenance of this public crossing. NOW,THEREFORE,BE IT RESOLVED,by the Mayor and City Council of the United City of Yorkville, Kendall County, Illinois, as follows: Section 1. That the Public Road Crossing License by and among Illinois Railway, LLC, the Licensor, Kendall County Forest Preserve District, the Licensee, and the United City of Resolution No.2019-21 Page 1 Yorkville, Co-Licensee, in the form attached hereto and presented to this meeting, is hereby approved and the Mayor is hereby authorized to execute same. Section 2. That this Resolution shall be in full force and effect from and after its passage and approval as provided by law. Passed by the Mayor and City Council of the United City of Yorkville, Kendall County, Illinois this 13th day of August, 2019. KEN KOCH AYE DAN TRANSIER AYE JACKIE MILSCHEWSKI AYE ARDEN JOE PLOCHER AYE CHRIS FUNKHOUSER AYE JOEL FRIEDERS AYE SEAVER TARULIS AYE JASON PETERSON AYE APPROVED: Mayor Attest: • QY6da PeeAPA,t City Clerk Resolution No.2019-21 Page 2 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 PUBLIC ROAD CROSSING LICENSE THIS PUBLIC ROAD CROSSING LICENSE is made this 1St day of August,2019 by and between the Illinois Railway, LLC (hereinafter "Licensor"), Kendall County Forest Preserve District (hereinafter "Licensee") and the United City of Yorkville (hereinafter "Co- Licensee"). Licensor and Licensee may sometimes be referred to as a "Party" or collectively as the "Parties". Co-Licensee is made party to this license by way of FHA-IDOT specifications but is not subject to the same terms and conditions as Licensee and is not an included member of Party or Parties as described above. RECITALS: Licensee and Co-Licensee desire the construction, maintenance and use of a public road crossing (hereinafter "Road Crossing"), consisting of gravel, asphalt, or concrete roadway approaches, a 32 foot wide asphalt, crossing surface and all appurtenances thereto, including but not limited to any gates, cattle guards, stop signs, identification signs, drainage facilities, on, over and across the Licensor's right of way and tracks at the Kendall County Forest Preserve, located at Mile Post 51.59, at or near the United City of Yorkville, in Kendall County, Illinois, in the location shown on the attached map and legally described in Exhibit A, attached and incorporated herein. Licensor is willing to grant Licensee a license to use Licensor's right-of-way, subject to the terms and conditions set forth below. NOW THEREFORE,the Parties, intending to be legally bound, agree as follows: ARTICLE I. LICENSOR GRANTS LICENSE A. Licensor grants Licensee a license to use that portion of the Licensor's right-of- way for a roadway and to cross its right of way and tracks at the location shown on Exhibit A, subject to the terms and conditions set forth herein. In consideration of the license and permission granted herein, Licensee agrees to observe and abide by the terms and conditions of this License and to pay to the Licensor, in advance, a license fee of Two Thousand Dollars ($2,000.00) for each and every year or fractional part thereof during the term of this License or any renewal thereof. Licensor will not execute this license until it receives a signed agreement from Licensee and in no event is entry under this license permitted until Licensor has executed it. B. The payment by Licensee of any sum(s) in advance shall not create an irrevocable license for the period for which the same is/are paid. Licensor reserves the right to periodically adjust the rent herein at any time, by giving notice at any time, independent of the term of this License of such adjustment to Licensee at least thirty(30) days prior to the effective date of such adjustment. Such adjustments shall not exceed 1.3% per annum and license fee will not exceed Seven Thousand Five Hundred Dollars ($7,500.00)per annum. Occupation of the Road Crossing by Licensee after such effective date shall be at such adjusted rent. C. Licensee shall pay to Licensor an additional sum of money equal to one and one half I Page 1 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 percent (1.5%) per month (18% per annum) of the total unpaid license fee stated above, any adjusted license fee due pursuant to Article I B, and any additional charges provided for in this License in the event said license fee, adjusted license fee or additional charges is not received by Licensor within thirty(30)days from the date it is due and payable.The finance charge continues to accrue daily until the date payment is received by Licensor,not the date payment is made or the date postmarked on the payment. ARTICLE II. CONSTRUCTION OF ROAD CROSSING A. Subject to applicable law and the fmal ORDER of the State Of Illinois, Illinois Commerce Commission, case T16-0003 attached and incorporated herein as Exhibit B, Licensor shall furnish the materials for and install the portion of the Road Crossing lying between the rails of the tracks and for one (1) foot on the outside of each rail, the active railroad warning devices, and raise, or cause to be raised, any interfering wire line of Licensor. In performing this work, Licensor shall perform such work as is necessary to comply with the final ORDER attached as Exhibit B, and Licensor shall be reimbursed for the Licensor's costs pursuant to the STATE OF ILLINOIS DEPARTMENT OF TRANSPORTATION AGREEMENT for Railway-Highway Grade Crossing Improvements Local Public Agency, attached and incorporated herein as Exhibit C, entered into by the Licensor and Co-Licensee. Neither Licensee nor Co-Licensee shall be responsible for assuming or reimbursing Licensor costs associated with scope of work performed under the fmal ORDER or STATE OF ILLINOIS DEPARTMENT OF TRANSPORTATION AGREEMENT. B. Licensee, at its sole cost and expense, shall furnish all labor and material and perform all grading and surfacing work necessary for the construction, maintenance, repair or renewal of the remaining portion of the Road Crossing and install any and all appurtenant gates, fences, cattle guards, drainage facilities, traffic signs, and traffic devices shown on Exhibit A. Plans for construction shall be approved in advance by Licensor in writing and the construction work shall be done to the satisfaction of Licensor. Prior to entry on Licensor's property to do its work on construction, Licensee shall contact Licensor's Chief tngineei or agent for approval, in writing, of Licensee's plan for construction and to arrange for necessary naggers and safety supervisors, at Licensee's sole cost and expense. ARTICLE III. ROADWAY TO SERVE AS PUBLIC CROSSING The Road Crossing serves as a public crossing pursuant to letter attached as exhibit B. ARTICLE IV. USE Licensee shall have no right to use or cross any other portion of Licensor's property, unless by separate agreement, or to use the Road Crossing for any purposes other than as expressly permitted herein, and Licensee, as a further consideration, cause and condition without which this License would not have been granted, agrees to restrict its use to those purposes. Licensee shall not do or permit to be done any act which will in any manner interfere with, limit,restrict, obstruct, damage, interrupt, or endanger rail operations or facilities. Page 2 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 ARTICLE V. SIGHTING AT CROSSING Where Licensee's property adjoins Licensor's property, in the vicinity of the Road Crossing, Licensee shall keep its property free of bushes, trees, weeds, vegetation and all other obstructions of any kind that could interfere with a motor vehicle operator sighting an approaching train. Licensee acknowledges that Licensor has no obligation or duty to reduce the speed of its trains, nor alter its operations in any manner, owing to the presence or existence of the Road Crossing or other use or exercise of the license granted herein. Licensee assumes, at its own risk and expense, sole responsibility for the installation of additional signs, signals or other warning devices as deemed by the Co-licensee as necessary or appropriate for the safety of persons using the Road Crossing and specifically acknowledges that Licensor has no obligation or duty whatever to make any such determination. If the installation of any signs, signals or warning devices on the Road Crossing is hereafter required by law or by competent public authority, or is otherwise requested by Licensee, same shall conform to any then currently applicable practices of Licensor for such devices as to design, material and workmanship and all costs incurred by Licensor related to the installation, operation, maintenance, renewal, alteration and upgrading thereof shall be solely borne by Licensee, with the exception of the materials, equipment, and improvements installed under the STATE OF ILLINOIS DEPARTMENT OF TRANSPORTATION AGREEMENT. ARTICLE VI. INSURANCE Licensee shall purchase and maintain insurance as specified below covering this Road Crossing, all the work, services, and obligations assumed or performed hereunder, from the Effective Date until termination,unless the duration is stated to be otherwise,with insurance companies assigned a current Financial Strength Rating of at least A and Financial Size Category of X by A. M. Best Company: A. Commercial General Liability Insurance written on an occurrence basis subject to limit of$1,000,000 each occurrence for bodily injury,property damage,personal injury, libel and/or slander with an annual aggregate limit of no less than$2,000,000. Policy coverage is to be based on usual Insurance Services Office policy forms to include,but not be limited to: Operations and Premises Liability, Completed Operations and Products Liability, Personal Injury and Advertising Liability, and Contractual Liability Insurance. Completed Operations coverage is to be maintained for a period of not less than three(3)years after the termination or cancellation of this License. General Liability policies procured by Licensee shall be amended to delete all railroad exclusions including exclusions for working on or within fifty feet(50')of any railroad property and affecting any railroad bridge or trestle, tracks,road-beds,tunnel,underpass or crossing(CG 24 17 endorsement or equivalent). B. Workers' Compensation and Employers' Liability Insurance providing statutory workers'compensation benefits mandated under applicable state law and Employers' Liability Insurance subject to a minimum limit of$1,000,000 each accident for bodily injury by accident, $1,000,000 each employee for bodily injury by disease, and$1,000,000 policy limit for bodily injury by disease. If coverage is provided through a monopolistic state fund, a stop gap Page 3 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 • Revision Date:June 6,2019 endorsement on either the Commercial General Liability or Workers'Compensation Policy is required to meet the Employers'Liability Insurance requirement. C. Business Automobile Liability Insurance subject to a minimum limit of $1,000,000 each accident for bodily injury and property damage. Policy coverage shall be based on Insurance Services Office policy forms referred to as Business Automobile Policy to cover motor vehicles owned, leased,rented,hired or used on behalf of Licensee. If applicable to this License and applicable under federal law,Licensee shall provide an MCS 90 endorsement. D. Umbrella Liability Insurance written on an occurrence basis subject to a limit of $4,000,000 each occurrence for bodily injury,property damage,personal injury, libel and/or slander. Policy coverage is to be at least as broad as primary coverages. Umbrella coverage is to be maintained for a period of not less than three(3)years after the termination or cancellation of this License. Umbrella Liability shall apply to Commercial General Liability, Employers' Liability, and Business Automobile Liability Insurances. The required limits of insurance may be satisfied by a combination of Primary and Umbrella or Excess Liability Insurance. E. All insurance required of Licensee with the exception of Workers'Compensation and Employers'Liability shall include Licensor and any subsidiary,owner,parent or affiliates of Licensor, and their respective partners, successors, assigns,legal representatives,officers, directors,members,managers,agents, shareholders, and employees("Required Parties") as additional insured and include wording which states that the insurance shall be primary and not excess over or contributory with any insurance carried by Licensor and its affiliates. With respect to Commercial General Liability Insurance,Required Parties shall be included as additional insured for Ongoing Operations and for Completed Operations to the extent permitted by law. All insurance shall provide Licensor a minimum of thirty(30) days' advance written notice of insurer's intent to cancel or otherwise terminate policy coverage. F. If Licensee cannot obtain an occurrence based policy for any required coverage, the policy may be written on a claims-made basis with a retroactive date on or before the Effective Date of this License. Licensee shall maintain such policy on a continuous basis. If there is a change in insurance companies or the policy is canceled or not renewed, Licensee shall purchase an extended reporting period of not less than three(3)years after the License termination date. G. Licensee shall file with Licensor on or before the Effective Date of this License a valid certificate of insurance for all required insurance policies. Each certificate shall identify the Required Parties as additional insured as required and state that Licensor shall receive a minimum of thirty(30) days'advance written notice of insurer's intent to cancel or otherwise terminate policy coverage. Licensee shall supply updated certificates of insurance that clearly evidence the continuation of all coverage in the same manner, limits of protection, and scope of coverage as required by this License. All insurance policies required of Licensee shall include a waiver of any right of subrogation written in favor of Required Parties. Page 4 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 • Agreement No 408698 Revision Date:June 6,2019 H. Notwithstanding the foregoing,Licensee may self-insure for any of the above required insurance coverages subject to the requirements specified in this paragraph. Licensee shall provide Licensor with audited financial statements and Licensor may, at its discretion,which shall not be unreasonably withheld,deem such fmancial statements acceptable prior to authorizing Licensee to self-insure. Licensee shall provide a letter of self-insurance to Licensor specifically stating which lines of coverage are self-insured and the amount of self-insurance maintained. The amount of any excess insurance that attaches to self-insurance below the required limits of insurance shall be identified in the letter and evidenced on a certificate of insurance. This letter of self-insurance shall be signed by Licensee's Risk Manager or another designated authorized signatory. With respect to Workers' Compensation, Licensee shall also provide state-issued self-insured authorization documents to Licensor,where applicable by state law. I. Licensee represents that this License has been thoroughly reviewed by Licensee's insurance agent or broker who have been instructed by Licensee to procure the insurance coverage required by this License. Upon signature of this License and renewal of insurance,if Licensee fails to maintain or provide evidence to Licensor of any insurance coverage required under this License,Licensor may terminate this License effective immediately. J. Licensee's compliance with obtaining the required insurance coverage shall in no way limit the indemnification rights and obligations specified in this License. Licensor, and all subcontractors of the Licensor shall purchase and maintain insurance as specified below covering work requested by the Co-licensee and approved and performed by the Licensor within the Road Crossing, including all the work, services, and obligations assumed or performed hereunder, from the Effective Date until termination,unless the duration is stated to beotherwise,with insurance companies assigned a current Financial Strength Rating of at least A and Financial Size Category of X by A. M. Best Company: A. Commercial General Liability Insurance written on an occurrence basis subject to limit of$1,000,000 each occurrence for bodily injury,property damage,personal injury, libel and/or slander with an annual aggregate limit of no less than$2,000,000. Policy coverage is to be based on usual Insurance Services Office policy forms to include,but not be limited to: Operations and Premises Liability, Completed Operations and Products Liability, Personal Injury and Advertising Liability, and Contractual Liability Insurance. Completed Operations coverage is to be maintained for a period of not less than three(3)years after the termination or cancellation of this License. General Liability policies procured by Licensor shall be amended to delete all railroad exclusions including exclusions for working on or within fifty feet(50')of any railroad property and affecting any railroad bridge or trestle,tracks,road-beds,tunnel,underpass or crossing(CG 24 17 endorsement or equivalent). B. Workers' Compensation and Employers' Liability Insurance providing Page 5 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 statutory workers' compensation benefits mandated under applicable state law and Employers' Liability Insurance subject to a minimum limit of$1,000,000 each accident for bodily injury by accident, $1,000,000 each employee for bodily injury by disease, and$1,000,000 policy limit for bodily injury by disease. If coverage is provided through a monopolistic state fund, a stop gap endorsement on either the Commercial General Liability or Workers'Compensation Policy is required to meet the Employers'Liability Insurance requirement. C. Business Automobile Liability Insurance subject to a minimum limit of $1,000,000 each accident for bodily injury and property damage. Policy coverage shall be based on Insurance Services Office policy forms referred to as Business Automobile Policy to cover motor vehicles owned, leased,rented,hired or used on behalf of Licensee. If applicable to this License and applicable under federal law,Licensor shall provide an MCS 90 endorsement. D. Umbrella Liability Insurance written on an occurrence basis subject to a limit of $4,000,000 each occurrence for bodily injury,property damage,personal injury, libel and/or slander. Policy coverage is to be at least as broad as primary coverages. Umbrella coverage is to be maintained for a period of not less than three(3)years after the termination or cancellation of this License. Umbrella Liability shall apply to Commercial General Liability, Employers' Liability, and Business Automobile Liability Insurances. The required limits of insurance may be satisfied by a combination of Primary and Umbrella or Excess Liability Insurance. E. All insurance required of Licensor with the exception of Workers'Compensation and Employers'Liability shall include Co-licensee, and their respective partners, successors, assigns, legal representatives,officers, and employees("Required Parties")as additional insured and include wording which states that the insurance shall be primary and not excess over or contributory with any insurance carried by Co-licensee and its affiliates. With respect to Commercial General Liability Insurance,Required Parties shall be included as additional insured for Ongoing Operations and for Completed Operations to the extent permitted by law. All insurance shall provide Co-licensee a minimum of thirty(30) days'advance written notice of insurer's intent to cancel or otherwise terminate policy coverage. F. If Licensor cannot obtain an occurrence based policy for any required coverage, the policy may be written on a claims-made basis with a retroactive date on or before the Effective Date of this License. Licensor shall maintain such policy on a continuous basis. If there is a change in insurance companies or the policy is canceled or not renewed, Licensee shall purchase an extended reporting period of not less than three(3)years after the License termination date. G. Licensor shall file with Co-licensee on or before the Effective Date of this License a valid certificate of insurance for all required insurance policies. Each certificate shall identify the Required Parties as additional insured as required and state that Co-licensee shall receive a minimum of thirty(30) days' advance written notice of insurer's intent to cancel or otherwise terminate policy coverage. Licensor shall supply updated certificates of insurance that clearly evidence the continuation of all coverage Page 6 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 • Agreement No 408698 Revision Date:June 6,2019 in the same manner, limits of protection, and scope of coverage as required by this License. All insurance policies required of Licensor shall include a waiver of any right of subrogation written in favor of Required Parties. H. Notwithstanding the foregoing,Licensor may self-insure for any of the above required insurance coverages subject to the requirements specified in this paragraph. Licensor shall provide Co-licensee with audited fmancial statements and Licensee may, at its discretion,which shall not be unreasonably withheld, deem such financial statements acceptable prior to authorizing Licensor to self-insure. Licensor shall provide a letter of self-insurance to Co-licensee specifically stating which lines of coverage are self-insured and the amount of self-insurance maintained. The amount of any excess insurance that attaches to self-insurance below the required limits of insurance shall be identified in the letter and evidenced on a certificate of insurance. This letter of self-insurance shall be signed by Licensor's Risk Manager or another designated authorized signatory. With respect to Workers' Compensation,Licensor shall also provide state-issued self-insured authorization documents to Co-licensee, where applicable by state law. I. Licensor represents that this License has been thoroughly reviewed by Licensor's insurance agent or broker who have been instructed by Licensor to procure the insurance coverage required by this License. Upon signature of this License and renewal of insurance, if Licensor fails to maintain or provide evidence to Co-licensee of any insurance coverage required under this License, Co-licensee may terminate this License effective immediately. J. Licensor's compliance with obtaining the required insurance coverage shall in no way limit the indemnification rights and obligations specified in this License. ARTICLE VII. TERM This License shall take effect as of May 1,2019 and,unless sooner terminated as hereinafter provided, shall continue in force so long as such use as herein defined continues. Notwithstanding the foregoing, either Party may terminate this Agreement, for any reason, upon giving not less than thirty(30)days written notice to the other Party. Termination of this Agreement shall not affect any liabilities or obligations of the Parties which accrued prior to such termination. ARTICLE VIII. LICENSEE INDEMNITY A. Licensee acknowledges that persons and property on or near the Road Crossing, whether during construction, installation, use, maintenance or relocation are in constant danger of injury, death or destruction, incident to the operation of the railroad tracks, whether by Licensor or others, and Licensee accepts this License subject to such dangers. B. LICENSEE, AS FURTHER CONSIDERATION AND AS A CONDITION WITHOUT WHICH THIS LICENSE WOULD NOT HAVE BEEN GRANTED,AGREES Page 7 of 40 DocuSign Envelope ID:4678EC70-438440E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 TO INDEMNIFY AND SAVE HARMLESS LICENSOR AND ANY SUBSIDIARY, MANAGEMENT COMPANY, PARENT, OWNERS AND AFFILIATES OF LICENSOR, AND THEIR RESPECTIVE PARTNERS, SUCCESSORS, ASSIGNS, LEGAL REPRESENTATIVES, OFFICERS, DIRECTORS, MEMBERS, MANAGERS, AGENTS, SHAREHOLDERS AND EMPLOYEES (THE "INDEMNITEES") AND TO ASSUME ALL RISK, RESPONSIBILITY AND LIABILITY FOR DEATH OF, OR INJURY TO, ANY PERSONS, INCLUDING, BUT NOT LIMITED TO, OFFICERS, EMPLOYEES, AGENTS, PATRONS AND LICENSEES OF THE PARTIES, AND FOR LOSS, DAMAGE OR INJURY TO ANY PROPERTY, INCLUDING BUT NOT LIMITED TO, THAT BELONGING TO THE PARTIES (TOGETHER WITH ALL LIABILITY FOR ANY EXPENSES, ATTORNEYS' FEES AND COSTS INCURRED OR SUSTAINED BY THE INDEMNITEES, WHETHER IN DEFENSE OF ANY SUCH CLAIMS, DEMANDS, ACTIONS AND CAUSES OF ACTION OR IN THE ENFORCEMENT OF THE INDEMNIFICATION RIGHTS HEREBY CONFERRED) ARISING FROM, GROWING OUT OF, OR IN ANY MANNER OR DEGREE DIRECTLY OR INDIRECTLY CAUSED BY, ATTRIBUTABLE TO, OR RESULTING FROM THE GRANT OF THIS LICENSE, OR THE CONSTRUCTION, MAINTENANCE, REPAIR, RENEWAL, ALTERATION, CHANGE, RELOCATION, EXISTENCE, PRESENCE, USE, OPERATION, OR REMOVAL OF ANY STRUCTURE INCIDENT THERETO, OR FROM ANY ACTIVITY CONDUCTED ON OR OCCURRENCE ORIGINATING ON THE AREA COVERED BY THE LICENSE, EXCEPT TO THE EXTENT CAUSED BY THE SOLE, GROSS NEGLIGENCE OR WILLFUL MISCONDUCT OF THE PARTY SEEKING INDEMNIFICATION. LICENSEE FURTHER AGREES TO RELEASE AND INDEMNIFY AND SAVE HARMLESS THE INDEMNITEES FROM ALL LIABILITY TO LICENSEE, ITS OFFICERS, EMPLOYEES, AGENTS OR PATRONS, RESULTING FROM RAILROAD OPERATIONS AT OR NEAR THE AREA IN WHICH THIS LICENSE IS TO BE GRANTED, EXCEPT TO THE EXTENT CAUSED BY THE SOLE, GROSS NEGLIGENCE OR WILLFUL MISCONDUCT OF THE PARTY SEEKING INDEMNIFICATION. C. THE RISKS OF INJURY TO OR DEATH OF PERSONS AND LOSS OR DAMAGE TO PROPERTY HEREIN ASSUMED BY LICENSEE, SHALL INCLUDE, BUT SHALL NOT BE LIMITED TO, CONTRACTORS, EMPLOYEES, OR INVITEES OF EITHER OF THE PARTIES, AND WHETHER OR NOT SUCH INJURY TO OR DEATH OF PERSONS SHALL ARISE UNDER ANY WORKMEN'S COMPENSATION ACT OR FEDERAL EMPLOYERS' LIABILITY ACT. D. LICENSEE SHALL, AT ITS SOLE COST AND EXPENSE, JOIN IN OR ASSUME,AT THE ELECTION AND DEMAND OF LICENSOR,THE DEFENSE OF ANY CLAIMS, DEMANDS, ACTIONS, AND CAUSES OF ACTION HEREUNDER ARISING. THE WORD "LICENSOR"AS USED IN THIS INDEMNITY SECTION SHALL INCLUDE THE ASSIGNS OF LICENSOR AND ANY OTHER RAILROAD COMPANY THAT MAY BE OPERATING UPON AND OVER THE TRACKS IN THE VICINITY OF THE ROAD CROSSING. Page 8 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 • Agreement No 408698 Revision Date:June 6,2019 E. AS A PRECONDITION TO LICENSEE'S INDEMNIFICATION OBLIGATIONS UNDER THIS SECTION, THE INDEMNITEES WILL (i) FULLY COOPERATE WITH LICENSEE IN ANY INVESTIGATION AND PROVIDE LICENSEE WITH ALL INFORMATION IN THE POSSESSION OR CONTROL OF THE INDEMNITEES RELATING TO ANY MATTER FOR WHICH THE INDEMNITEES SEEK INDEMNIFICATION, AND (ii) PROVIDE LICENSEE WITH TIMELY NOTICE OF ANY MATTER OR INCIDENT FOR WHICH THE INDEMNITEES MAY MAKE A CLAIM FOR INDEMNIFICATION BY LICENSEE. ARTICLE IX. LICENSOR INDEMNITY A. Licensor acknowledges that persons and property on or near the Road Crossing, whether during construction, installation, use, maintenance or relocation are in constant danger of injury, death or destruction, incident to the operation of the railroad tracks, whether by Licensee or others, and Licensor accepts this License subject to such dangers. B. LICENSOR, AS FURTHER CONSIDERATION AND AS A CONDITION WITHOUT WHICH THIS LICENSE WOULD NOT HAVE BEEN GRANTED, AGREES TO INDEMNIFY AND SAVE HARMLESS LICENSEE AND ANY SUBSIDIARY, MANAGEMENT COMPANY, PARENT, OWNERS AND AFFILIATES OF LICENSEE, AND THEIR RESPECTIVE PARTNERS, SUCCESSORS, ASSIGNS, LEGAL REPRESENTATIVES, OFFICERS, DIRECTORS, EMPLOYEES (THE "INDEMNITEES") AND TO ASSUME ALL RISK, RESPONSIBILITY AND LIABILITY FOR DEATH OF, OR INJURY TO, ANY PERSONS, INCLUDING, BUT NOT LIMITED TO, OFFICERS, EMPLOYEES, AGENTS, PATRONS AND LICENSEES OF THE PARTIES, AND FOR LOSS, DAMAGE OR INJURY TO ANY PROPERTY, INCLUDING BUT NOT LIMITED TO, THAT BELONGING TO THE PARTIES (TOGETHER WITH ALL LIABILITY FOR ANY EXPENSES,ATTORNEYS' FEES AND COSTS INCURRED OR SUSTAINED BY THE INDEMNITEES,WHETHER IN DEFENSE OF ANY SUCH- CLAIMS, DEMANDS, ACTIONS AND CAUSES OF ACTION OR IN THE ENFORCEMENT OF THE INDEMNIFICATION RIGHTS HEREBY CONFERRED) ARISING FROM, GROWING OUT OF, OR IN ANY MANNER OR DEGREE DIRECTLY OR INDIRECTLY CAUSED BY, ATTRIBUTABLE TO, OR RESULTING FROM THE GRANT OF THIS LICENSE, OR THE CONSTRUCTION, MAINTENANCE, REPAIR, RENEWAL, ALTERATION, CHANGE, RELOCATION, EXISTENCE, PRESENCE, USE, OPERATION, OR REMOVAL OF ANY STRUCTURE INCIDENT THERETO, OR FROM ANY ACTIVITY CONDUCTED ON OR OCCURRENCE ORIGINATING ON THE AREA COVERED BY THE LICENSE, EXCEPT TO THE EXTENT CAUSED BY THE SOLE, GROSS NEGLIGENCE OR WILLFUL MISCONDUCT OF THE,PARTY SEEKING INDEMNIFICATION. LICENSOR FURTHER AGREES TO RELEASE AND INDEMNIFY AND SAVE HARMLESS THE INDEMNITEES FROM ALL LIABILITY TO LICENSOR,ITS OFFICERS,EMPLOYEES,AGENTS OR PATRONS,RESULTING FROM RAILROAD OPERATIONS AT OR NEAR THE AREA IN WHICH THIS LICENSE IS TO BE GRANTED, EXCEPT TO THE EXTENT CAUSED BY THE SOLE, GROSS NEGLIGENCE OR WILLFUL MISCONDUCT OF THE PARTY SEEKING Page 9 of 40 DocuSign Envelope ID:4678EC70-438440E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 INDEMNIFICATION. F. THE RISKS OF INJURY TO OR DEATH OF PERSONS AND LOSS OR DAMAGE TO PROPERTY HEREIN ASSUMED BY LICENSOR, SHALL INCLUDE, BUT SHALL NOT BE LIMITED TO, CONTRACTORS, EMPLOYEES, OR INVITEES OF EITHER OF THE PARTIES, AND WHETHER OR NOT SUCH INJURY TO OR DEATH OF PERSONS SHALL ARISE UNDER ANY WORKMEN'S COMPENSATION ACT OR FEDERAL EMPLOYERS' LIABILITY ACT. G. LICENSOR SHALL, AT ITS SOLE COST AND EXPENSE, JOIN IN OR ASSUME,AT THE ELECTION AND DEMAND OF LICENSEE,THE DEFENSE OF ANY CLAIMS, DEMANDS, ACTIONS, AND CAUSES OF ACTION HEREUNDER ARISING. THE WORD "LICENSEE"AS USED IN THIS INDEMNITY SECTION SHALL INCLUDE THE ASSIGNS OF LICENSEE. H. AS A PRECONDITION TO LICENSOR'S INDEMNIFICATION OBLIGATIONS UNDER THIS SECTION, THE INDEMNITEES WILL (i) FULLY COOPERATE WITH LICENSOR IN ANY INVESTIGATION AND PROVIDE LICENSOR WITH ALL INFORMATION IN THE POSSESSION OR CONTROL OF THE INDEMNITEES RELATING TO ANY MATTER FOR WHICH THE INDEMNITEES SEEK INDEMNIFICATION, AND (ii) PROVIDE LICENSOR WITH TIMELY NOTICE OF ANY MATTER OR INCIDENT FOR WHICH THE INDEMNITEES MAY MAKE A CLAIM FOR INDEMNIFICATION BY LICENSEE. ARTICLE X. ADDITIONAL PROVISIONS A. Crossing Maintenance Subject to the final ORDER attached as Exhibit B Licensor shall be responsible for the cost of any and all maintenance necessary on the Road Crossing and any and all appurtenances thereto. B. Restoration Upon termination of this License, Licensor shall have the option to promptly remove the Road Crossing from Licensor's property, and restore said property to its prior condition, or a condition satisfactory to Licensor's authorized representative all at the sole cost and expense of Licensee. Licensor acting as the agent of Licensee, may perform such restoration as is necessary in the judgment of Licensor, and Licensee shall,on demand,promptly reimburse Licensor the cost thereof, plus fifteen(15%)percent thereon as a charge for the supervision, accounting, and use of tools. C. Assignment This License and all of the provisions herein contained shall be binding upon the Parties, their heirs, executors, administrators, successors and assigns, and both Licensee and Licensor agree to supply notice in writing to Licensor and Licensee of any name changes. Licensee and Licensor agree not to assign this License or any interest therein, without the consent of Licensor or Licensee in writing, which consent shall not be unreasonably withheld, and any and every attempted assignment without prior written consent shall be void and of no effect. In the event of any assignment, Licensee and Licensor shall at all times remain fully responsible and Page 10 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 • Agreement No 408698 Revision Date:June 6,2019 liable for the compliance of all of its obligations under the terms, provisions and covenants of this License. D. Liens Licensee further indemnifies Licensor against any and all liens that may be placed against Licensor's property in the course of construction, maintenance, repair or renewal of the Road Crossing, and agrees to immediately satisfy any liens so placed. E. Temporary Closure In the event of an emergency or hazard, at the sole discretion of Licensor,Licensor may temporarily close the Road Crossing to respond to emergency or hazard. F. Exhibits All exhibits attached hereto are incorporated as if fully set forth herein. G. Notice required under this License shall be deemed given when deposited in the U.S. Mail,postage prepaid, at the address set forth below: Licensor: Illinois Railway, LLC Attn: Director—Real Estate 252 Clayton Street,4th Floor Denver, Colorado 80206 Licensee: Kendall County Forest Preserve District 110 West Madison Street Yorkville,IL 60560 Attn: Executive Director Co-Licensee: United City of Yorkville 800 Game Farm Road Yorkville, IL 60560 Attn: City Administrator I. Venue This License shall be governed under the laws of the State of Illinois, Kendall County, Illinois, and venue shall be proper in the federal or state court of that State for any action arising under the terms of this License or performance thereof. J. Currency Unless otherwise indicated, all currencies and amounts shown on this Agreement are in U.S. dollars. Page 11 of 40 DocuSign Envelope ID:4678EC70-438440E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 IN WITNESS WHEREOF, the Parties have caused this License to be executed in duplicate as of the date of execution as set forth below: Licensor: Illinois Railway,LLC o.eu$I nsd by: C({I�I�tXf aa.SSt&u, By: 10W520 12521413... Printed name: Hubert Gassner Title: CFO Date: 02 August 2019 Licensee: Kendall County Forest Preserve District B# 7-747) `�,�c,2oz. .4717'./ Pnnted name: J ��, c;4r) u v Title: 7/ / ,7 7L Date: g -z) -/5' Co-Licensee: United 'P of Yorkville By: Printed name: J OI-}rl ?UR C Title: M A-YO R Date: /l //41// Page 12 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 Exhibit A Agreement No 408698 z ter: �AM11au ,1 :r, I J Iis ll b I� 'I!. *NH 1111111111111111 1,i t I .1111 11 1 11011 /1 t ;F 1 i 9 ! . 1 A x Ilk R. , „, t? i f i I Page l0 of 17 Page 13 of 40 i to a.m s -, v m A f m m ' t03 Ca fJ W "fLoPc,17', Sc(WT i iYt LA033,r+6 CO to EGrt, "-r'iCRIPTION OF TOTAL TRACT W CD V nal port of 'he'cast Hof of Section 36, Township .37 North, Range 6 East of the Third Principal 0 ye.-.d.or and that cart of Section 31, Township 37 North, Range 7 Eost of the Third Principal Meridian 03 inc tha; part 3':the North Half of Section 6, Township .36 North, Range 7 East of the Third Principal OV .der,.d,or described as follows' Beginning at the Northeast Corner of Lot 10 in "Fox Glen. Kendall 'n 'owrsh,p. Kendal, County. Illinois". thence North 61'10'23" Eoet, along the South Line of the former ? ql,r'ngton and Santa Fe Railroad, 1843.32 feet to a point of curvature in said South Line: thence ;n'+neasterfy. along said South Line. being a tangential curve to the left with a radius of 1482.89 feet, an ,'c ;'stance of jf 3.60 feet to a concrete monument on the West Line of "River's Edge — Phase Two" in '=n "ty of Yorkvd,e. Kendall County, Illinois; thence South 1725'41" East, along said West Line, 2' r 'eel, thence South 64'39'44" West, parallel with the centerline of Fox Road. 264.0 feet; thence bp� a your '"25'4'" Fast, 300.08 feet to the centerline of Fox Rood; thence South 64'39'44" West, along tlq So '.o.0 ,entert,.ne, 753,68 feet to a point of curvature in sold centerline: thence Southwesterly, along o (D a '.nngential curve to the leftwith a radius of 14324.0 feet. on arc distance of 419.16 feet: thence South F+ - 52'59'08" West, tangent to the lost described course, 873.63 to the Southeast Corner of said "Fox Glen": A o *',encs worth 71'4.''02" West, along the East Line of said "Fox Glen". 785.41 feet to the point of O M Iraq•^ ^-q and also that port of said Sections 36. 31 and 6 described as follows. Beginning at the A ^tersect or of the North Gne of the former Burlington and Santo Fe Railroad with the West Line of p -..i_- ::age F"ose One- .n the City of Yorkville. Kendall County, Illinois; thence North 1730'25" ':est .Nang said West Line. 2783.0 feet to the South Bank of the Fox River: thence Southwesterly, along too 'South Bank, 4668.58 feet to the West Line of a Tract conveyed by Lawrence E. pope and Helen G. °nosn,s wife, and described .n Warranty Deed recorded in Book 118 at Page 412 on August 21, 1958: 'hence South 08'29'48" East, along said West Line. 3954.0 feet to said North Line of the former aL.-'.ngtoc and Santo Fe Railroad; thence North 61'10'23" East. along said North Line, 4874.10 feet to a ,1",". o1 curvature ,n sold North Line: thence Northeasterly, along said North Line, being a tangential e to the left with a radius of 1382.69 feet, on arc distance of 612.52 feet to the point of beginning in a'0 Kenooll Townships, Kendall County, r:Enois and containing 408.352 ..,.res. a 1 a a az o F, ch b • H o ao tv Cc CZ e v, Oo I, DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 Exhibit B STATE OF ILLINOIS ILLINOIS COMMERCE COMMISSION United City of Yorkville, Kendall County, Illinois, • a municipal corporation • Petitioner • • v. : T16-0003 Illinois Railway, LLC,a subsidiary of OmniTRAX, • And Illinois Department of Transportation • Respondents • • Petition for assignment of an Association of American Railroads : (AAR) grade crossing inventory number for Hoover Road, a : dedicated public street, including approval of installing active : warning devices across railroad track at grade. ORDER By the Commission: On December 18, 2015,the United City of Yorkville ("Petitioner"or"City")filed its Petition requesting the assignment of an MR crossing number for Hoover Road,a public right-of-way, including permission to install active warning devices at the Hoover Road grade crossing of the Illinois Railway's("IR")track,located in the City of Yorkville, Kendall - County;Illinois. No party contested the requests of the Petition or filings. PROCEDURAL HISTORY Pursuant to notice, the matter came on for hearing before a duly authorized Administrative Law Judge("AU")of the Commission at the Commission's Chicago office on July 6, 2016. Petitioner and Respondents were represented by counsel. An appearance was also entered by Brian Vercruysse, Senior Railroad Safety Specialist, representing the Commission's Transportation Bureau,Railroad Section("Staff"). At the hearing the parties indicated that coordination has taken place with all parties,including a meeting on June 16,2016 with representatives from the IL Railway. Page 15 of 40 DocuSign Envelope ID:4678EC70-438440E8-8323-B989710B07F4 Agreement No 408698 ' Revision Date:June 6,2019 Exhibit B T16-0003 Transportation(IDOT),utilizing the 23 USC Section 130 Safety Fund. Such devices are, by public convenience and necessity,required to provide safe and efficient access to the Hoover Forest Preserve. RESPONDENT IL RAILWAY'S POSITION IL Railway did not appear at the hearing,and has not filed an objection to the City's Petition. STAFF'S POSITION Staff has no objection to the City's Petition. Staff concurs that the general public already utilizes the crossing to enter the Hoover Forest Preserve and in the interest of public safety the crossing should have active warning devices consisting of flashing light signals,gates, and bell controlled by constant warning time(CWT)circuitry. Staff notes that the Company must submit warning device plans for Staff approval by filing a Form 3 of Section 1535 of Title 92 of the Illinois Administrative Code. The Company is also required to file an updated USDOT Inventory form. Staff believes that the IR should provide a cost information to all parties for the installation of the new warning devices within 60 days from the date of this Order. All work should be completed within 12 months from the date of this Order. PROPOSED ORDER A Proposed Order was served on the Parties on September 1,2016. No Briefs on Exceptions were filed. FINDINGS AND ORDERING PARAGRAPHS The Commission, having given due consideration to the Petition, is of the opinion and finds that: (1) The Commission has jurisdiction over the parties and the subject matter of this proceeding; (2) The recitals of fact as set forth in the prefatory portion of this Order are supported by the record and are hereby adopted as findings of fact; (3) The United City of Yorkville,Illinois,is an Illinois municipal corporation with jurisdiction over Hoover Road and its designation should be changed from private to public; 3 Page 16 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 Exhibit B T16-0003 IT IS FURTHER ORDERED that any person making a Request for an Extension of Time up to 30 days to complete a project ordered by the Commission must file a request with the Director of Processing and Information no later than 14 days in advance of the scheduled deadline. An Administrative Law Judge will consider and decide the request. IT IS FURTHER ORDERED that any person making a Request for an Extension of Time that exceeds 30 days must file a Petition for Supplemental Order with the Director of Processing and Information no later than 21 days in advance of the scheduled deadline. The Commission will decide Petitions for Supplemental Orders. IT IS FURTHER ORDERED that Requests for Extension of Time and Petitions for Supplemental Orders must include the reason(s) the additional time is needed to complete the work and the time within which the project will be completed. Prior to submitting a Request for Extension of Time or a Petition for Supplemental Order, the person must notify the Commission's Rail Safety Program Administrator that it is unable to complete the project within the ordered timeframe. IT IS FURTHER ORDERED that the Commission or its Administrative Law Judge reserves the right to deny Petitions for Supplemental Orders and Requests for Extension of Time, if the reason(s)supporting the request is(are) insufficient or where it appears the person has not made a good faith effort to complete the project within the allotted time. Failure of the Commission or Administrative Law Judge to act on a pleading prior to the deadline means the originally ordered completion date remains in effect. IT IS FURTHER ORDERED that,subject to Section 18c-2201 and 18c-2206 of the Law,this is a final decision of the Commission subject to Administrative Review Law. By Order of the Commission this 28th day of September 2016. 2 BRIEN SHEAHAN CHAIRMAN JUS - S.rs1TION CHIEF ORDEiiS SUPERVISOR 5 Page 17 of 40 DocuSign Envelope ID:4678EC70-438440E8-8323-B989710B07F4 Agreement No 408698 ' Revision Date:June 6,2019 Exhibit B STATE OF ILLINOIS cs, ILLINOIS COMMERCE COMMISSSION United City of Yorkville, Illinois,a municipal corporation, Petitioner, v Illinois Railway,LLC 430 West Madison Street Ottawa, Illinois 61350 And 116-0003 Illinois Department of Transportation, And SERVED ELECTRONICALLY OmniTRAX OR BY MAIL 252 Clayton Street Fourth Floor Denver,Colorado 80206, Respondents Petition for assignment of an Association of American Railroads (AAR) grade crossing inventory number for Hoover Road, a dedicated public street,including approval of installing active warning devices across railroad track at grade. TO ALL COUNSEL OF RECORD: ADMINISTRATIVE LAW JUDGE'S PROPOSED ORDER Attached is a copy of the Administrative Law Judge's Proposed Order in the above referenced matter.— The Administrative Law Judge's Proposed Order is being sent to you pursuant to the Commission's Rules of Practice(83 III.Adm.Code 200). Your case is a"contested case"or"licensing case"as defined in Section 200.40 of the Rules and,therefore,the Administrative LawJudge is required under Section 200.820 to issue a Proposed Order to all parties. Under Section 200.830 of the Rules,exceptions to the Proposed Order and replies thereto may be filed by the parties within the time periods established by the rules or such other times as fixed by the Administrative Law Judge. The times for filing Briefs on Exceptions and Briefs in Reply to Exceptions are 14 days and seven days,respectively. Entered: August 31,2016 da ej /141arj Latrice Kirkland-Montaque Chief Administrative Law Judge LKM:rsc Review&Examination Program 537 East Capitol Avenue,6th Moor,Springfield,Illinois 6a7oi Page 18 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 Exhibit B Docket Number—T16-0003 Service List Kathleen Field Orr David Guritz Kathleen Field Orr&Associates Kendall County Forest Preserve District 53 W.Jackson Blvd.,Suite 964 110 West Madison Street Chicago,IL 60604 * Yorkville,IL 60560 * kfo@kfoassoc.com Omer Osman Gary Golinski Director of Highways-IDOT Mayor 2300 South Dirksen Parkway,Room 205 City of Yorkville Springfield,IL 62764 * 800 Game Farm Road jason.johnson@illinois.gov Yorkville,IL 60560 * Fax:(630)553-7575 John T.Sharkey Brian A.Vercruysse CTC,Inc. Rail Safety Specialist 37W890 Acorn Lane Railroad Section Elgin,IL 60124 * Illinois Commerce Commission jsharkey@ctcinc.com 527 East Capitol Avenue Springfield,IL 62701 * bvercruy@icc.illinois.gov William M.Barnes Jennifer R.Kuntz Chief Counsel Assistant Chief Counsel Illinois Department of Transportation Illinois Department of Transportation 2300 South Dirksen Parkway 2300 South Dirksen Parkway,Room 313 Springfield,IL 62764 Springfield,IL 62764 * william.m.bames@illinois.gov jennifer.kuntz@illinois.gov Lawrence D.Parrish Tommy Gibson Assistant Chief Counsel Divisional General Manger Illinois Department of Transportation Illinois Railway,Inc. 100 W.Randolph,Ste.6-600 430 West Madison Chicago,IL 60601 * Ottawa,IL 61350 ' Iawrence.parrish@illinois.gov tgibson@omnitrax.com -- Jason Scott Vice President Signals and Communications OmniTRAX,Inc.,for Illinois Railway,LLC 252 Clayton Street,4th Floor Denver,CO 80206 jpscott@omnitrax.com *Active Parties -2- Page 19 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 ' Revision Date:June 6,2019 Exhibit B STATE OF ILLINOIS ILLINOIS COMMERCE COMMISSION United City of Yorkville, Kendall County, Illinois, • a municipal corporation • • Petitioner • • v. : T16-0003 Illinois Railway, LLC,a subsidiary of OmniTRAX, and • Illinois Department of Transportation • • Respondents • Petition for assignment of an Association of American Railroads : (AAR) grade crossing inventory number for Hoover Road, a : dedicated public street, including approval of installing active : warning devices across railroad track at grade. PROPOSED ORDER By the Commission: On December 18, 2015, the United City of Yorkville ("Petitioner" or"City")filed its Petition requesting the assignment of an AAR crossing number for Hoover Road,a public right-of-way, including permission to install active warning devices at the Hoover Road grade.crossing of.the.11linois Railway's("IR")track, located in the City of Yorkville, Kendall-_ County, Illinois. No party contested the requests of the Petition or filings. PROCEDURAL HISTORY Pursuant to notice, the matter came on for hearing before a duly authorized Administrative Law Judge("ALJ")of the Commission at the Commission's Chicago office on July 6, 2016. Petitioner and Respondents were represented by counsel. An appearance was also entered by Brian Vercruysse, Senior Railroad Safety Specialist, representing the Commission's Transportation Bureau, Railroad Section("Staff"). At the hearing the parties indicated that coordination has taken place with all parties, including a meeting on June 16,2016 with representatives from the IL Railway. Page 20 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 Exhibit B T16-0003 On July 25, 2016, the City filed Group Exhibit 1, which included the location map, plat,jurisdictional transfer information,and pictures associated with the Hoover Road grade crossing of the IR. The City also late filed Exhibit 2,a letter to Staff that provided the daily use statistics at the Hoover Forest Preserve site. On July 28, 2016, Staff filed a draft Proposed Order, the terms of which had been coordinated with all the parties. On August 30, 2016,the record was marked"Heard and Taken." PETITIONER'S EVIDENCE Hoover Road crosses at grade one railroad track owned and operated by the IR (a subsidiary of OmniTRAX), which was acquired from the BNSF Railway in 1997. Hoover Road extends in a northeast-southwest direction approximately 1,055 feet north of West Fox Road to the northern boundary of the IR line where there is an existing highway-rail grade crossing identified as a Private Crossing. The existing crossing is a twenty-four feet(24')wide timber crossing equipped with Crossbuck warning signs and separate STOP signs. On the northwest quadrant crossbuck post there is a USDOT inventory sign identifying the crossing as AAR/DOT#065 039J(milepost 51.45). However,this number is assigned in the Federal Railroad Administration's (FRA) database to a pedestrian tunnel approximately 100 feet east of the Hoover Road crossing. The property adjacent to the Hoover Road crossing was purchased by the Kendall County Forest Preserve District ("District") from the Boy Scouts of America and became the Hoover Forest Preserve. The District has subsequently improved the property with lodge rentals,outdoor education programs,pre-school,camping facilities and other recreational features and improvements for public use. The total number of visitors to the Hoover Forest Preserve is estimated at 80,000 per year. Depending upon the activity and time of year, the daily number of visitors to the preserve could range from 50 to over 700. - The right-of-way of Hoover Road from Fox Road to the north right-of-way line of the IR line was transferred by an Intergovernmental Agreement, dated November 24, 2015, between the District and the City,becoming a public right-of-way under the jurisdiction of the City. The City approved the Intergovernmental Agreement by its Resolution Number 2015-22, adopted November 24,2015 Automatic flashing light signals, bell and gates controlled by appropriate warning control circuitry are proposed to be installed at the Hoover Road crossing. Funding for the 2 Page 21 of 40 DocuSign Envelope ID:4678EC70-438440E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 Exhibit B T16-0003 proposed crossing signals has been secured through the Illinois Department of Transportation(IDOT),utilizing the 23 USC Section 130 Safety Fund. Such devices are, by public convenience and necessity,required to provide safe and efficient access to the Hoover Forest Preserve. RESPONDENT IL RAILWAY'S POSITION IL Railway did not appear at the hearing,and has not filed an objection to the City's Petition. STAFF'S POSITION Staff has no objection to the City's Petition. Staff concurs that the general public already utilizes the crossing to enter the Hoover Forest Preserve and in the interest of public safety the crossing should have active warning devices consisting of flashing light signals,gates,and bell controlled by constant warning time(CWT)circuitry. Staff notes that the Company must submit warning device plans for Staff approval by filing a Form 3 of Section 1535 of Title 92 of the Illinois Administrative Code. The Company is also required to file an updated USDOT Inventory form. Staff believes that the IR should provide a cost information to all parties for the installation of the new warning devices within sixty(60)days from the date of this Order. All work should be completed within twelve(12)months from the date of this Order. PROPOSED ORDER A Proposed Order was served on the Parties on September 1,2016. FINDINGS AND ORDERING PARAGRAPHS The Commission, having given due consideration to the Petition, is of the opinion and finds that: (1) The Commission has jurisdiction over the parties and the subject matter of this proceeding; (2) The recitals of fact as set forth in the prefatory portion of this Order are supported by the record and are hereby adopted as findings of fact; (3) The United City of Yorkville, Illinois,is an Illinois municipal corporation with jurisdiction over Hoover Road and its designation should be changed from private to public; 3 Page 22 of 40 DocuSign Envelope ID:4678EC70-438440E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 Exhibit B T16-0003 (4) The Illinois Railway should provide a cost estimate to all parties for the installation of the new warning devices within sixty(60)days from the date of this Order; (5) That Illinois Railway should provide warning device plans for approval by filing a Form 3 of Section 1535 of Title 92 of the Illinois Administrative Code; (6) All work should be completed within twelve (12) months from the date of this Order; (7) The costs associated with the installation of the active railroad waming devices should be the responsibility of the United City of Yorkville via the funding provided from the Illinois Department of Transportation,utilizing the 23 USC Section 130 Safety Fund; (8) The maintenance costs associated with the warning devices and crossing surface at the Hoover Road grade crossing should be the responsibility of the Illinois Railway Company; (9) 625 ILCS 5/18c-1701 and 1704 require each "person", as defined by Section 18c-1104, to comply with every regulation or order of the Commission. These sections further provide that any person who fails to comply with a Commission regulation or order shall forfeit to the state not more than$1,000 for each such failure,with each day's continuance of the violation being considered a separate offense. While the Commission expects all parties to comply with this Order in all matters addressed herein and in a timely manner,the Commission advises that any failure to comply may result in the assessment of such sanctions; IT IS THEREFORE OR DERED by the Illinois Commerce Commission that the . Hoover Road grade crossing the Illinois Railway's track be designated as a public crossing,with the Illinois Railway Company installing new automatic flashing light signals, gates,and a bell controlled by constant warning time circuitry in accordance with Findings (2)through(9). IT IS FURTHER ORDERED that Illinois Railway shall file a Form 3 of Section 1535 of Title 92 of the Illinois Administrative Code,and shall receive approval by resolution of the Commission Transportation Bureau Rail Safety Program Administrator. IT IS FURTHER ORDERED that Illinois Railway shall submit a completely updated United States Department of Transportation Inventory Form (#6180.71)to the Director of Processing and Information,Transportation Bureau of the Commission. 4 Page 23 of 40 DocuSign Envelope ID:4678EC70-438440E8-8323-B989710B07F4 Agreement No 408698 ' Revision Date:June 6,2019 Exhibit B T16-0003 IT IS FURTHER ORDERED that any person making a Request for an Extension of Time up to 30 days to complete a project ordered by the Commission must file a request with the Director of Processing and Information no later than 14 days in advance of the scheduled deadline. An Administrative Law Judge will consider and decide the request. IT IS FURTHER ORDERED that any person making a Request for an Extension of Time that exceeds 30 days must file a Petition for Supplemental Order with the Director of Processing and Information no later than 21 days in advance of the scheduled deadline. The Commission will decide Petitions for Supplemental Orders. IT IS FURTHER ORDERED that Requests for Extension of Time and Petitions for Supplemental Orders must include the reason(s) the additional time is needed to complete the work and the time within which the project will be completed. Prior to submitting a Request for Extension of Time or a Petition for Supplemental Order, the person must notify the Commission's Rail Safety Program Administrator that it is unable to complete the project within the ordered timeframe. IT IS FURTHER ORDERED that the Commission or its Administrative Law Judge reserves the right to deny Petitions for Supplemental Orders and Requests for Extension of Time, if the reason(s)supporting the request is (are) insufficient or where it appears the person has not made a good faith effort to complete the project within the allotted time. Failure of the Commission or Administrative Law Judge to act on a pleading prior to the deadline means the originally ordered completion date remains in effect. IT IS FURTHER ORDERED that,subject to Section 18c-2201 and 18c-2206 of the Law,this is a final decision of the Commission subject to Administrative Review Law. By Order of the Commission this_day of 2016. BRIAN SHEAHAN CHAIRMAN 5 Page 24 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 Exhibit C Exhibit C:IDOT-IL Railway-Yorkville Grant Agreement Agreement No 408698 Resolution No.2019-15 A RESOLUTION OF THE UNITED CITY OF YORKVILLE,KENDALL COUNTY, ILLINOIS,APPROVING A RAILWAY-HIGHWAY GRADE CROSSING IMPROVEMENT AGREEMENT FOR HOOVER DRIVE WHEREAS,the United City of Yorkville,Kendall County,Illinois(the"City-)is a duly organized and validly existing non home-rule municipality created in accordance with the Constitution of the State of Illinois of 1970 and the laws of this State;and, WHEREAS,the City and the Kendall County Forest Preserve District(the"District")have determined that it is in the public interest that Hoover Drive should cross the railroad tracks of Illinois Railway,LLC(the Railroad")for access to the District's Forest Preserve;and, WHEREAS,for the construction of the warning devices and crossing gates with federal funds the State of Illinois Department of Transportation has created a Railway-Highway Grade Crossing Improvements Local Public Agency Agreement for said funding with the City as the Local Public Agency and the Railroad. NOW,THEREFORE,BE IT RESOLVED,by the Mayor and City Council of the United City of Yorkville,Kendall County,Illinois,as follows: Section 1. That the STATE OF ILLINOIS DEPARTMENT OF TRANSPORTATION AGREEMENT for Railway-Highway Grade Crossing Improvements Local Public Agency, attached hereto and made a part hereof as Exhibit A, between the United City of Yorkville, the State of Illinois acting through its Department of Transportation,and Illinois Railway, LLC. is hereby approved and the Mayor is hereby authorized to execute such agreement. Section 2.This Resolution shall be in full force and effect from and after its passage and approval as provided by law. Resolution No.2019-15 Page I Page 25 of 40 DocuSign Envelope ID:4678EC70-438440E8-8323-B989710B07F4 Agreement No 408698 ' Revision Date:June 6,2019 Exhibit C Passed by the City Council of the United City of Yorkville, Kendall County, Illinois, this 14th day of May,2019. ��CL A IA CITY CLERK (� KEN KOCH AYE DAN TRANSIER AYE JACKIE MILSCHEWSKI AYE ARDEN JOE PLOCHER AYE CHRIS FUNKHOUSER AYE JOEL FRIEDERS AYE SEAVER TARULIS AYE JASON PETERSON AYE APPROVED by me,as Mayor of the United City of Yorkville,Kendall County,Illinois, this/ i day of ^;••_ ,2019. 11 1 MAYOR • Attest: �64aoe CITY CLERK te4e CJ Resolution No.2019-15 Page 2 Page 26 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 Exhibit C Route: HOOVER DRIVE(MUN 2730) Section: 13-F3001-00-SP County: Kendall Project: 0093(015) Job No: C-93-036-14 Agreement No:N/A AAR/DOT NO, 065039J STATE OF ILLINOIS DEPARTMENT OF TRANSPORTATION AGREEMENT for Railway-Highway Grade Crossing Improvements Local Public Agency This agreement,hereinafter referred to as the"Agreement",made and entered into by and between the STATE OF ILLINOIS, acting by and through its Department of Transportation, hereinafter referred to as the"STATE", and the Local Public Agency, United City of Yorkville (Kendall County), State of Illinois,acting by and through its City Council,hereinafter referred to as the "LPA" , and the Illinois Railway, LLC(IR), hereinafter referred to as the"COMPANY"; collectively referred to as the"PARTIES"and individually referred to as"PARTY". WITNESSETH: WHEREAS,in the interest of public safety the STATE proposes to improve crossing warning signal devices,hereinafter referred to as the"Project',at the location listed on the attached Exhibit -A,'and as shown on ttie Exhibit A's location map;and WHEREAS,the parties mutually agree to accomplish the proposed improvements through the use of Federal funds which are provided under applicable Federal act,law or appropriation, NOW, THEREFORE, in consideration of the premises and of the mutual covenants and agreements as hereinafter contained the parties hereto agree as follows: SECTION 1 The Project covered under this Agreement shall be subject to all applicable Federal laws,rules,regulations,orders and approvals pertaining to all agreements,specifications, award of contracts,acceptance of work and procedure in general. The STATE and the COMPANY shall be governed by the applicable provisions of the Federal-Aid Policy Guide, Part 646,dated December 9, 1991, and any supplements or amendments thereto hereinafter referred to as the Page 27 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 ' Revision Date:June 6,2019 Exhibit C "Policy Guide". The COMPANY shaft meet the Buy America requirements specified in 23 CFR 635.410.Upon completion of the COMPANY's work,the COMPANY shall sign and return with its Final Invoice,the Certification of Compliance with Buy America,attached hereto as Exhibit B. SECTION 2. The COMPANY shall prepare the detailed plans(including surveys and other engineering services),and detailed estimates of cost. The detailed plans shall be submitted to the Illinois Commerce Commission (ICC) in accordance with Section 5 of this Agreement and estimates shall be submitted to the STATE for their approval. SECTION 3. The completed crossing warning devices shall conform to Part VIII of the most current edition of the National Manual on Uniform Traffic Control Devices(MUTCD),including any amendments which may be contained in the Illinois Supplement to the MUTCD. Barrier systems, such as guardrail and impact attenuators should not be used at railroad grade crossings except in extraordinary circumstances. Approval for the erection of any roadside barrier by the COMPANY must be obtained in writing in advance from the LPA. LPA shall notify STATE in writing of such request prior to LPA's approval. SECTION 4 All required installation work at the grade crossing(s)shall be performed by the COMPANY with its own forces or in accordance with 23 CFR, part 646.216. In the event the COMPANY intends to use forces other than its own under a continuing contract or contracts,the COMPANY shall provide the Department with a list of the items of work to be accomplished under such contract or contracts and a list of the name of each contractor whose services will be used to perform the work. Such contracts shall be in compliance with the Civil Rights Act of 1964 and implementing regulations applicable to Federal-Aid Projects as well as the Illinois Fair Employment Practices Act and implementing rules and regulations. SECTION 5. The COMPANY will not begin to work without written authorization from the STATE to proceed. The COMPANY shall file a form 1 or form 3 Petition of Illinois Administrative Code 1535 with the Illinois Commerce Commission(ICC)showing details of the automatic warning devices herein required,and shall receive approval thereof by X-Resolution before commencing with the installation. Upon receipt of authorization from the STATE and the ICC, the COMPANY C-93-036-14 2 Revision 12/3/2018 Page 28 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 • Agreement No 408698 Revision Date:June 6,2019 Exhibit C shall promptly schedule the work set forth in the Agreement and shall notify in writing the agencies listed on Exhibit A, a minimum of twenty-one (21) days before commencing work. Any work performed prior to this notification will be considered non-reimbursable. SECTION b. The COMPANY shall keep an accurate and detailed account of the actual cost and expense as incurred by it, or for its account,in the performance of the work it herein agrees to perform. The COMPANY, for performance of its work as herein specified, shall bill the STATE immediately, for its share of Preliminary Engineering costs incurred to date upon receiving authorization to proceed with construction,and.may bill the STATE monthly for the STATE's share of the cost of materials purchased,delivered and stored on the COMPANY's property but not yet installed. The materials will become the property of the STATE and must be designated for exclusive use on the Project. In the event the COMPANY fails to install the stored material within one year of the fully executed agreement date, the State may provide a written notice to the COMPANY,requiring the COMPANY to promptly deliver the stored material to a location indicated in writing by the STATE Upon delivery, the STATE shall then take possession of said material for the STATE'S own use. The delivery of the material to the STATE shall in no way serve to terminate this Agreement or affect the other provisions of this Agreement and in addition shall not affect the COMPANY's right to claim payment for stockpiled material to replace that taken by the STATE. In the event of any loss of material after payment,the COMPANY will replace the material at no cost to the STATE The storage area of such materials shall be available for STATE inspection upon 24-hour notice. SECTION 7, The COMPANY, for performance of its work as herein specified, may bill the STATE monthly for the STATE's share of its expense as incurred. These progressive invoices may be rendered on the basis of the estimated percentage of the work completed, plus allowable FHWA approved additives Reimbursement of labor additives will be limited to only the most current direct labor additives, small tools additives, equipment additive rate, if so developed, and public liability/property damage liability insurance rates as audited and approved by a cognizant State agency and FHWA. Indirect overhead or general and administrative expenses, or those C-93-036-14 3 Revision 12/3/2018 Page 29 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 Exhibit C expenses which may be classified as such under generally accepted accounting principles are not eligible for reimbursement on this Project. The STATE after verifying that the bills are reasonable and proper shall promptly reimburse the COMPANY in accordance with the State Prompt Payment Act (30 ILCS 540/1 et seq.), as currently enacted. Payment under this paragraph shall not be claimed for any progressive invoice totaling less than$500 The progressive invoices may be rendered on the basis of an estimated percentage of work completed The COMPANY, upon the completion of the work, shall, within one hundred twenty (120) calendar days, render to the STATE a detailed final invoice of the actual cost and expense as incurred by it or for its account After the STATE's representatives have checked the progressive invoices and the final invoice and they have agreed with the COMPANY's representatives that the costs are reasonable and proper, insofar as they are able to ascertain,the STATE shall promptly reimburse the COMPANY in accordance with the State Prompt Payment Act(30 ILCS 540/1 et seq.),as currently enacted, for the amount of the final invoice, except that for any portion of the final invoice in excess of the estimated cost of such excess costs as shown in Section 6,the STATE may withhold payment of such excess costs until the COMPANY has provided reasonable backup detail as requested by the STATE to justify the additional cost, and the STATE shall promptly review such backup detail as provided by the COMPANY and shall thereafter promptly pay the costs in excess of the estimated costs unless reasonable exception is taken thereto. If the parties cannot reach agreement on reimbursement of the COMPANY's costs above the estimated costs. each Party retains all legal and equitable remedies regarding the payment of same: such reimbursements,however,are subject to the provisions of Section 13 hereof. C-93-036-14 4 Revision 12/3/2018 Page 30 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 Exhibit C All invoices shall be clearly marked as"progressive invoice"or"final invoice`,as applicable. and should be sent to: Illinois Department of Transportation Attn:Fiscal Control Unit Bureau of Local Roads and Streets 2300 S. Dirksen Parkway Springfield, IL 62764 The COMPANY shall maintain,for a minimum of three(3)years after the date of the final bill, adequate books, records, and supporting documents to verify the amounts, recipients, and uses of all disbursements of funds passing in conjunction with the contract:the contract and all books, records,and supporting documents related to the contract,which may be stored on electronic files, shall be available for review and may be audited by the AUDITOR GENERAL. The COMPANY agrees to cooperate fully with any audit conducted by the AUDITOR GENERAL and to provide full access to all relevant materials. Failure to maintain the books,records,and supporting documents required by this section shall establish a presumption in favor of the STATE for the recovery of any funds paid by the STATE under the contract for which adequate books, records, and supporting documentation are not available to support their purported disbursement. After the federal or STATE representatives have audited the expenses as incurred by the COMPANY, including such amounts as may have been suspended from any previous payment, the STATE shall promptly reimburse the COMPANY for the suspended amounts, less the deduction of any item(s)of expense as may be found by the federal or STATE representatives as not being eligible for reimbursement. If the total of the item(s)of expense as may be found by the federal or STATE representatives as not being eligible for reimbursement exceeds the retained percentage plus any amounts which may have been suspended, then the COMPANY shall promptly reimburse the STATE for the overpayment. SECTION 8. The crossing warning signal system should be placed in service immediately after the installation is completed The COMPANY shall notify the STATE in writing of the date of C-93-036-14 5 Revision 12/3/2018 Page 31 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 Exhibit C the completed installation. The STATE will perform a final inspection upon receiving the written notification SECTION 9. When construction of this Project is completed, and so long as State law shall so require,the COMPANY shall maintain at its expense or, by agreement with others. provide for maintenance of the crossing warning signal devices. SECTION 10. If at any time subsequent to the completion of this improvement,the tracks in the area of the crossing are eliminated for any reason whatsoever, then the said signal system may be removed, relocated and reinstalled at another grade crossing of the COMPANY mutually designated and agreed to by the Parties hereto and subject to the approval of the public authorities having any jurisdiction The reinstalled signal system shalt thereafter be subject to the terms of this Agreement. SECTION 11. In compliance with the Federal-Aid Policy Guide,dated December 9, 1991 Section 646.210, the railroad work as herein contemplated requires no contribution from the COMPANY, however the COMPANY agrees to contribute zero percent(0%) of the cost of this Project. Per the alternative Federal-State procedure in 23 C.F.R. §646.220,the STATE will have a representative present at the job site during construction to certify the work and to assure that all work and materials meet thesequirements,is complete.acceptable and in accordance with the terms of this Agreement. SECTION 12. In the event that delays or difficulties arise in securing necessary federal or state approvals, or in acquiring rights-of way,or in settling damage dams.or for any other cause which in the opinion of the STATE render it impracticable to proceed with the construction of the Project, then at any time before construction is started, the STATE may serve formal notice of cancellation upon the COMPANY and this Agreement shall thereupon terminate. In the event of cancellation,the STATE shall reimburse the COMPANY for all eligible cost and expense incurred by the COMPANY prior to receipt of notice of cancellation and payment by the STATE. C-93-036-14 6 Revision 12/3/2018 Page 32 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 • Agreement No 408698 Revision Date:June 6,2019 Exhibit C SECTION 13. It is the policy of the U.S Department of Transportation that disadvantaged business enterprises,as defined in 49 CFR Part 26,shall have maximum opportunity to participate in the performance of agreements financed in whole or in part with federal funds. Consequently, the disadvantaged business enterprise requirements of 49 CFR Part 26 apply to this Agreement The COMPANY agrees to take all necessary and reasonable steps to ensure that disadvantaged business enterprises,as defined in 49 CFR Part 26,have the maximum opportunity to participate in the performance of this Agreement. The COMPANY, sub-recipient or subcontractor shall not discriminate on the basis of race. color, national origin, or sex in the performance of this Agreement. The COMPANY shall carry out applicable requirements of 49 CFR part 26 in the award and administration of STATE ed contracts. Failure by the COMPANY to carry out these requirements is a material breach of this Agreement,which may resuk in the termination of this contract or such other remedy as deemed appropriate. In the event any work is performed by other than COMPANY forces,the provisions of"an act regulating wages of laborers,mechanics and other workers employed in public works by the State, County,City or any public body or any political subdivision or by anyone under contract for public works" (Illinois Compiled Statutes, 820 ILCS 130/1 et seq.) shall apply. Pursuant to 820 ILCS 130/4,COMPANY is hereby notified"the prevailing rate of wages are revised by the Department of Labor and are available on the Department's official website". SECTION 14. This Agreement shall be binding upon the Parties hereto,their successors or assigns. SECTION 15. The COMPANY shall complete all work or shall be responsible that all work is completed by other forces within one year of the date of the fully executed agreement. In the event that all work cannot be completed within one year,the COMPANY shall notify the STATE in writing the cause for the delay before the one-year deadline has expired. Otherwise,the STATE will consider petitioning the Illinois Commerce Commission to order the work to be completed. SECTION 16. At the time this Agreement was executed,there were funds available for the Project; however, obligations assumed by the STATE under this Agreement shall cease C-93-036-14 7 Revision 12/3/2018 Page 33 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 ' Revision Date:June 6,2019 Exhibit C immediately, without penalty or payment beyond that which the COMPANY has already accumulated,should the Illinois General Assembly or the Federal Highway Administration fail to appropriate or otherwise make available funds for the Project SECTION 17. The COMPANY was hereby requested and authorized to accrue costs by the STATE, to perform the necessary preliminary engineering to develop an estimate of cost for the proposed work described on Exhibit A,on March 6,2014. The COMPANY hereby agrees to not invoice the STATE until such time this Agreement is fully executed SECTION 18, The COMPANY certifies its correct Federal Taxpayer Identification Number, as indicated on the attached Exhibit C SECTION 19. This Agreement shall be construed and interpreted according to the laws of the State of Illinois. IN WITNESS WHEREOF,the Parties hereto have caused this Agreement to be executed in duplicate counterparts, each of which shall be considered as an original, by their duly authorized officers as of the dates below indicated. C-93-036-14 8 Revision 12/3/2018 Page 34 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 Exhibit C COMPANY: Illinois Railway.LLC Accepted By y Typed name: Ni\u,Leir Co "i1' Typed title. VAC...naG o! Date: '3!g10\_�\c1 LPA: United City of Yorkville , J Accepted By. Typed name: J Of4Ja URCEI.L" Typed title: MAYOR. Date: 51/7 fi STATE OF ILLINOIS,DEPARTMENT OF TRANSPORTATION Matt Magalis Date Acting Secretary Joanne Woodworth Date Chief Fiscal Officer Paul A Loete,P.E. Date Director,Highways Project Implementation Philip C Kaufmann Date Chief Counsel C-93-036-14 9 Revision 12/3/2018 Page 35 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 Exhibit C • EXHIBIT A CROSSING IDENTIFICATION, Railroad: Illinois Railway, LLC AAR/DOT No:065039J RR M.P.: 51.45 Roadway: Hoover Drive(MUN 2730) Location: At the Illinois Railway Tracks gXISTING CONDITIONS: Crossbucks DESCRIPTION OF WORK TO BE DONE BY RAILROAD FORCE ACCOUNT: 1. Install Automatic flashing LED light signals with bells and gates controlled by constant warning time circuitry with event recorder and remote monitor system. 2. Incidental work necessary to complete the items hereinabove specified. 3. CFDA Number: 20.205(Information is available at http flwww.cfda.4ov/) PESCRIPTION OF WORK TO BE DONE BY THE LPA; Local Public Agency(LPA)agrees to provide at Its expense any necessary advance warning signs and pavement markings as required by the most current edition of the following documents' !DOT Standard Specifications for Road and Bridge Construction, Supplemental Specifications and Recurring Special Provisions, Highway Standards for Temporary Traffic Control, National Manual on Uniform Traffic Control Devices ('MUTCD') and the Illinois Supplement to the MUTCO. When a marked traffic detour is required,the LPA at its expense shall furnish, erect, maintain and remove the traffic control devices necessary to detour highway traffic. X No additional work to be performed lay the LPA. Additional work will be performed by the LPA and funded by the Federal Railway- Highway Crossing Program(Section 130)will be under a separate agreement with the STATE. ATTACHMENTS: 1. Location Map(consisting of one page) 2. COMPANY's Estimate(consisting of_ pages) 3. General Plan Layout(consisting of pages) PROGRAM COST ESTIMATE: $250,000 C-93-036-14 10 Revision 12/3/2018 Page 36 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 Exhibit C COMPANY COST ESTIMATE Total (100.0%) $ (To be filled in by the RAILROAD) Federal Participation (100.0%) $ (To be completed by the STATE) COMPANY Participation (0.0%) $ (To be completed by the STATE) LPA Participation (0.0%) $ (To be completed by the STATE) AGENCIES TO BE NOTIFIED BEFORE COMMENCING WORK: Illinois Department of Transportation Bit Bearsall,Highway-Railway Safety Engineer 2300 South Dirksen Parkway,Room 005 Springfield,Illinios 62704 (217)785-2986 wiIIiam.pea sd iltnois.gov Illinois Railway,LLC Jason Scott,Vice President of Signals&Communications 252 Clayton Street,4th Floor Denver,CO 80206 (303)398-4528 jpecott@omnitrax,com Ken Rose,Director of Engineering&Environmental Services 252 Clayton Street,4th Floor Denver,CO 80206 (303)398-4549 krose@omnitrax.com United City of Yorkville Eric Muse,Director of Public Works 800 Game Farm Road • Yorkville, Illinois 60560 (630)553-4349 edhuse@yorkville.iI.us SUBMIT ALL BILLS FOR THE STATE'S SHARE TO; Illinois Department of Transportation Attn:Fiscal Control Unit Bureau of Local Roads and Streets 2300 S.Dirksen Parkway Springfield,IL 62764 C-93-036-14 11 Revision 12/3/2018 Page 37 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 • Revision Date:June 6,2019 Exhibit C v R U J ce N C - O } co > O O O e- _ O O O O V w cn • O CD I .60 o ., 4 7 Z Z Z ga C p C!� U aY to v m Q ix Cix Page 38 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 • Agreement No 408698 Revision Date:June 6,2019 Exhibit C EXHIBIT B ILLINOIS DEPARTMENT OF TRANSPORTATION BUY AMERICA CERTIFICATE OF COMPLIANCE Agreement No Job No. C-93-036-14 WE, Illinois Railway,LLC (UTILITY/RAILROAD OWNER) Address: 430 West Madison Street,Ottawa,Illinois 61350 Hereby certify that we are in compliance with the`Buy America'requirements of this project. As required,we will maintain all records and documents pertinent to the Buy America requirement,at the address given above,for not less than 3 years from the date of project completion and acceptance. These file will be available for inspection and verification by the Department and/or FHWA. I We further certify that the total value ofgn steel as described in the Buy America requirements for this project does not e cooed onelenth of one percent(0 1%)of the total contract price or$2,500.00,whichever Is greater.f' Signed by Title h/1..o•Y,o..yve Printed Name r.rZc a oi-___ day of`4110.neit• • Cly C-93-036-14 12 Revision 12/3/2018 Page 39 of 40 DocuSign Envelope ID:4678EC70-4384-40E8-8323-B989710B07F4 Agreement No 408698 Revision Date:June 6,2019 Exhibit C EXHIBIT C TIN CERTIFICATION The COMPANY certifies that 1. The number shown on this form is the COMPANY's correct taxpayer identification number(or the COMPANY is waiting for a number to be issued to them),and 2. The COMPANY is not subject to backup withholding because: (a)the COMPANY is exempt from backup withholding,or(b)the COMPANY has not been notified by the Internal Revenue Service(IRS)that the COMPANY is subject to backup withholding as a result of a failure to report all interest or dividends,or(c)the IRS has notified the COMPANY,that the COMPANY is no longer subject to back-up withholding,and 3. The COMPANY's person with signatory authority for this Agreement is a U.S. person(including a U.S.resident alien). Taxpayer Identification Number: J r " y t h j Legal Status Individual , Government - Sole Proprietor Nonresident Alien Partnership/Legal Corporation Estate or Trust Tax-exempt _ Pharmacy(Non Corp.) Corporation providing or billing _ pharmacy/Funeral home medical and/or_ _health care /Cemetery services - Corporation NOT providing ar Limited Liability Company(select billing medical and/or health care applicable tax classification) services Other It D=Disregarded entity C=Corporation P=Partnership C-93-036-14 13 Revision 12/3/2018 Page 40 of 40