Resolution 2023-29 Resolution No. 2023-29
A RESOLUTION APPROVING AN AGREEMENT FOR DISBURSEMENT AND USE
OF KENDALL COUNTY'S AMERICAN RESCUE PLAN ACT FUNDS
WHEREAS, the United City of Yorkville, Kendall County, Illinois (the "City") is a duly
organized and validly existing non-home rule municipality created in accordance with the
Constitution of the State of Illinois of 1970 and the laws of the State; and,
WHEREAS, the United States Department of Treasury launched the Coronavirus State
and Local Fiscal Recovery Fund which was established by the American Rescue Plan Act of 2021
("ARPA"), to provide billions of dollars in emergency funding for eligible state, local, territorial
and Tribal governments ("Recovery Funds"); and,
WHEREAS, the County of Kendall (the "County") is an eligible local government and
shall be receiving approximately twenty-five million dollars ($25,000,000) in Recovery Funds.
WHEREAS,pursuant to the ARPA rules,the County can use its allocated Recovery Funds
for any one or more of the following authorized uses: (1)to respond to the public health emergency
created by the COVID-19 pandemic("pandemic") or the pandemic's negative economic impacts;
(2) to provide premium pay to the eligible workers performing essential work during the public
health emergency; (3)to provide government services to the extent of the reduction in revenue due
to the public health emergency; and, (4) to make necessary investments in water, sewer or
broadband infrastructure; and,
WHEREAS, the City provides drinking water service to residents of the County and has
submitted a request to the County for Recovery Funds to replace water mains to prevent breaks
and leakage as a part of a larger project to obtain water from Lake Michigan(the"Project"); and,
Resolution No.2023-29
Page 1
WHEREAS, the County finds that providing a portion of its Recovery Funds for the
Project which is a necessary investment in the City's infrastructure is permitted by the ARPA rules;
and,
WHEREAS, the County, as the jurisdiction responsible for disbursement of its Recovery
Funds,is authorizing the subaward of a portion of the County's Recovery Funds to the City for the
purpose of the City's use of said Funds to make necessary investments in water and sewer
infrastructure with the replacement of water mains; and,
WHEREAS,the City has agreed to accept a grant of Two Hundred Twenty-Five Thousand
Dollars ($225,000.00) from the County for the sole purpose of replacing water mains within the
City, pursuant to the Agreement attached hereto.
NOW,THEREFORE,BE IT RESOLVED by the Mayor and City Council of the United
City of Yorkville, Kendall County, Illinois, as follows:
Section 1. That the"Agreement For Disbursement and Use of Kendall County's American
Rescue Plan Act Funds"by and between the United City of Yorkville and the County of Kendall
attached hereto and made a part hereof by this reference is hereby approved and the Mayor and
City Clerk are hereby authorized to execute said Agreement on behalf of the United City of
Yorkville.
Section 2. That this Resolution shall be in full force and effect upon its passage and
approval as provided by law.
Passed by the City Council of the United City of Yorkville, Kendall County, Illinois this
14th day of November, A.D. 2023.
I CLERK
Resolution No.2023-29
Page 2
KEN KOCH AYE DAN TRANSIER AYE
ARDEN JOE PLOCHER ABSENT CRAIG SOLING AYE
CHRIS FUNKHOUSER AYE MATT MAREK AYE
SEAVER TARULIS AYE RUSTY CORNEILS AYE
APPROVED by me, as Mayor of the United City of Yorkville, Kendall County, Illinois
this I, day of K f O\l'eYYI be( , A.D. 2023.
MAYOR
Attest:
CIT CLERK
Resolution No. 2023-29
Page 3
AGREEEMENT FOR DISBURSEMENT AND USE OF KENDALL COUNTY'S
AMERICAN RESCUE PLAN ACT FUNDS
THIS AGREEMENT ("Agreement") is made and entered into on this 17th day of October
2023 by and between the County of Kendall, Illinois, a unit of local government ("County") and
the City of Yorkville, Illinois, a unit of local government ("Grantee"), UEI #E646HGMGZF83.
For purposes of this Agreement, the County and Grantee shall hereinafter collectively be referred
to as"the Parties".
RECITALS
WHEREAS, the United States Department of Treasury ("Treasury") launched the
Coronavirus State and Local Fiscal Recovery Fund,Assistance Listing 21.027("Recovery Fund"),
which was established by the American Rescue Plan Act of 2021 ("ARPA"), to provide $350
billion in emergency funding for eligible state, local, territorial, and Tribal governments; and
WHEREAS, the Treasury determined the County is an eligible local government that will
be receiving approximately twenty-five million dollars ($25,000,000) in Recovery Funds (FAIN
SLFRP 1804) from the United States Government; and
WHEREAS,the County's share of the RecoveryFunds are to the U.S. Department
Y subject �
of the Treasury Coronavirus Local Fiscal Recovery Fund Award Terms and Conditions, as
executed by the County on May 18, 2021 ("Award Terms and Conditions"); and
WHEREAS,the Federal Award Date for the County's Recovery Funds was May 20, 2021;
and
WHEREAS, the Treasury issued guidelines identifying the authorized use of Recovery
Funds allocated to local governments under the ARPA(hereinafter referred to as the"Final Rule");
and
WHEREAS, pursuant to the Final Rule, the County can use its allocated Recovery Funds
for any one or more of the following authorized uses: (1)to respond to the public health emergency
created by the COVID-19 pandemic("pandemic") or the pandemic's negative economic impacts;
(2)to provide premium pay to eligible workers performing essential work during the public health
emergency; (3)to provide government services to the extent of the reduction in revenue due to the
public health emergency; and (4) to make necessary investments in water, sewer, or broadband
infrastructure; and
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WHEREAS, within the eligible use categories outlined above,the Final Rule provides the
County with the flexibility to determine how best to use payments from the Recovery Funds to
meet the needs of the County's communities and population; and
WHEREAS, the Final Rule permits the expenditure of Recovery Funds for investments in
water, sewer, and broadband infrastructure; and
WHEREAS, Grantee is located in Kendall County; and
WHEREAS, Grantee provides drinking water service to residents of Kendall County; and
WHEREAS, Grantee intends to replace water mains in order to prevent breaks and leakage
as part of a larger project to obtain water from Lake Michigan; and
WHEREAS, the County finds that replacement of the water mains will improve water
quality for residents of Kendall County; and
WHEREAS, the County finds that providing a portion of its Recovery Funds to Grantee
for replacement of water mains is a necessary investment in water infrastructure; and
WHEREAS, the County, as the jurisdiction responsible for disbursement of its Recovery
Funds, is authorizing the subaward of a portion of the County's Recovery Funds to Grantee
(pursuant to the terms and conditions set forth in this Agreement) for the purpose of making
necessary investments in water infrastructure by replacing water mains in Yorkville.
NOW, THEREFORE, in consideration of the mutual covenants and agreements contained
herein, the Parties hereby agree as follows:
1. Recitals
The recitals set forth above are incorporated in this Agreement by reference and made a
part of this Agreement.
2. County's Obligations
In consideration for Grantee's execution of this Agreement, the County agrees to the
following:
a. Pursuant to the terms and conditions set forth in this Agreement,the County agrees
to disburse a portion of its Recovery Funds to Grantee in the amount of Two
Hundred Twenty-Five Thousand Dollars and Zero Cents ($225,000.00) to be used
by Grantee for the purpose of replacing water mains in Yorkville, Illinois. Said
amounts actually disbursed to Grantee shall hereinafter be referred to as "Grant
funds." Grant funds shall not be used for land acquisition.
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b. The Grant funds set forth in Paragraph 2(a) shall be disbursed by the County to
Grantee in one lump sum.
3. Grantee's Obligations
a. Grantee understands and agrees it shall use the Grant funds only for the purpose of
replacing water mains in Yorkville, Illinois.
b. Grantee must spend all Grant funds no later than December 20, 2024 (the
"allowable spending period"). If Grantee has not spent all of the Grant funds by
the end of the allowable spending period, Grantee must return all remaining Grant
funds to the County within thirty (30) calendar days after Grantee's allowable
spending period ends.
c. If Grantee uses the Grant funds for any purpose other than replacing water mains
in Yorkville, Illinois (hereinafter referred to as an "Improper Purpose"), Grantee
shall immediately reimburse the County the full amount of Grant funds received
from the County.
d. Grantee affirms its drinking water system will comply with any applicable
requirements of the Safe Drinking Water Act and all applicable federal and state
drinking water standards and regulations.
e. By signing this Agreement, Grantee affirms that Grantee may not use its Grant
funds as a non-federal match for other federal programs whose statute or
regulations bar the use of federal funds to meet matching requirements. If Grantee
uses its Grant funds for such purpose, this shall also be deemed an Improper
Purpose, and Grantee shall immediately reimburse the County the full amount of
Grant funds received from the County.
f. Grantee agrees it shall not use its Grant funds for an expense for which it has already
received, or will receive reimbursement or payment from another federal, state,
local, or private program designed to provide relief from the pandemic.
g. Grantee agrees to comply with ARPA, the Award Terms and Conditions, the Final
Rule (including all subrecipient monitoring and reporting requirements), and all
interpretive guidance issued by the Treasury regarding Recovery Funds. Grantee
also agrees to comply with all applicable requirements set forth in the Uniform
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Guidance for Federal Awards seq
.),C.F.R. 200 et se the Single Audit Act, n
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, ga d all
other applicable federal and state statutes,regulations, and executive orders.
h. Grantee shall maintain all original records relating to its use of the Grant funds for
a period of at least ten (10) years after the Grant funds are spent or the period of
time required by other state or federal law, whichever is longer.
As a recipient of some of the County's Recovery Funds, Grantee understands and
agrees that it must take any and all steps necessary to assist the County with the
County's reporting requirements on the use of Grantee's Grant funds. Such steps
will include,but are not limited to the following:
Ninety(90)calendar days after receiving the Grant funds, Grantee shall file
a written report with the County that includes the following information: (a)
the amount of Grant funds spent by Grantee during that three month period;
(b) sufficient detail describing how the Grant funds were used by Grantee
during that three month period; and (c) supporting documentation
evidencing how the Grant funds were used by Grantee. Grantee agrees to
provide any additional information and supporting documentation
requested by the County in this report, as the County sees fit. Grantee shall
continue to file these written reports every ninety (90) days to include the
above information for each 90-day period.
ii. Within five (5) calendar days after the allowable spending period ends,
Grantee shall file a final written report with the County that includes the
following information: (a) the amount of Grant funds spent by Grantee in
the time since Grantee's previous report;(b)sufficient detail describing how
the Grant funds were used by Grantee since the time period covered by
Grantee's previous report; (c) supporting documentation evidencing how
the Grant funds were used since the time period covered by Grantee's
previous report; and (d) the amount, if any, of unused Grant funds being
returned to the County at the conclusion of the allowable spending period.
Grantee agrees to provide any additional information and supporting
documentation requested by the County in this report as the County sees fit.
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iii. At any other time, the County, its auditor, or legal counsel may request
Grantee provide additional information and records relating to Grantee's
use of the Grant funds. Grantee agrees to comply with such a request within
ten (10) business days of receiving such a request and to otherwise work
collaboratively with the County to ensure compliance with ARPA.
j. Grantee agrees to (a) fully comply with all applicable requirements of the Illinois
Prevailing Wage Act; (b) notify all contractors and subcontractors that the
construction of anypublic work usingGrant funds shall be subject to the Illinois
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Prevailing Wage Act; and(c) include all notices required by statute and the Illinois
Department of Labor in any contracts using Grant funds. In the event Grantee fails
to comply with the notice requirements set forth in the Prevailing Wage Act,
Grantee shall be solely responsible for any and all penalties, fines, and liabilities
incurred for Grantee's, contractor's, and/or subcontractor's violation of the
Prevailing Wage Act.
k. If Grantee uses Grant funds to pay a contractor or subcontractor to perform work
for Grantee, Grantee must ensure that such contracts include provisions
incorporating all of the following:
i. The contractor/subcontractor agrees to comply with all applicable
provisions of ARPA, the Final Rule, 2 C.F.R. 200 et seq. and all other
applicable federal and state statutes, regulations, interpretive guidance, and
executive orders.
ii. The Substance Abuse Prevention on Public Works Act, 820 ILCS 265/1 et
seq. and the Illinois Drug Free Workplace Act, 30 ILCS 580/1 et seq.
iii. The Illinois Human Rights Act, Title VI of the Civil Rights Act of 1964, as
amended, the Americans with Disabilities Act, the Age Discrimination in
Employment Act, Section 504 of the Federal Rehabilitation Act, and all
applicable rules and regulations.
iv. The Davis Bacon Act, 40 U.S.C. 3141 et seq. as necessary.
v. The Contract Work Hours and Safety Standards Act, 40 U.S.C. 3702 and
3704, as necessary.
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vi. Grantee shall ensure that Grantee and each contractor and/or subcontractor
performing work using Grant funds shall obtain and continue in force during
the performance of such work, all insurance necessary and appropriate and
that each contractor and/or subcontractor contracted with to perform work
shall name the County as an Additional Insured on a Primary and Non-
Contributory basis with respect to all liability coverage, as well as a waiver
of subrogation with respect to the general liability and workers'
compensation in favor of the County. Further, Grantee shall require each
contractor and/or subcontractor to provide indemnification and hold
harmless guarantees to the County during the work.
1. Grantee agrees that the maintenance of any work constructed in whole or in part
with Grant funds will be the responsibility of Grantee, and Grantee alone. Further,
Grantee shall be responsible for any future repair or replacement deemed necessary
for said work. Nothing in this Agreement shall be construed as to create a duty or
responsibility on behalf of County to finance,maintain,repair,replace,or otherwise
control the resulting work.
m. Grantee certifies that Grantee, its parent companies, subsidiaries, and affiliates are
not barred from entering into this Agreement as a result of a violation of either 720
ILCS 5/33E-3 or 5/33E-4 (bid rigging or bid rotating) or as a result of a violation
of 820 ILCS 130/1 et seq. (the Illinois Prevailing Wage Act). Grantee further
certifies by signing this Agreement that Grantee,its parent companies, subsidiaries,
and affiliates have not been convicted of, or are not barred for attempting to rig
bids, price-fixing or attempting to fix prices as defined in the Sherman Anti-Trust
Act and Clayton Act. 15 U.S.C. § 1 et seq.; and has not been convicted of or barred
for bribery or attempting to bribe an officer or employee of a unit of state or local
government or school district in the State of Illinois in that officer's or employee's
official capacity. Nor has Grantee made an admission of guilt of such conduct that
is a matter of record,nor has any official,officer,agent,or employee of the Grantee
been so convicted nor made such an admission.
n. Grantee, its officers, employees, subcontractors, and agents agree not to commit
unlawful discrimination/unlawful harassment and further agree to comply with all
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applicable provisions of the Illinois Human Rights Act,Title VII of the Civil Rights
Act of 1964, as amended, the Americans with Disabilities Act, the Age
Discrimination in Employment Act, Section 504 of the Federal Rehabilitation Act,
the Illinois Public Works Employment Discrimination Act, 775 ILCS 10/0.01 et
seq., as amended, and all applicable rules and regulations. Grantee, its officers,
employees, subcontractors, and agents shall maintain a written sexual harassment
policy that complies with the requirements of 775 ILCS 5/2-105 and shall comply
with all fair employment practices and equal employment opportunity/affirmative
action requirements set forth in applicable state and federal laws and regulations.
4. Assignment
This Agreement and the rights of the Parties hereunder may not be assigned (except by
operation of law), and the terms and conditions of this Agree
ment shall inure to the benefit of and
be bindingupon the respective successors and assigns of theparties hereto. Nothingin this
p p �
Agreement, express or implied, is intended to confer upon any party, other than the Parties and
their respective successors and assigns, any rights, remedies, obligations or liabilities under or by
reason of such agreements.
5. Non-appropriation
The sole source of the Grant funds shall be from the County's received Recovery Funds.
The County shall not be obligated to fund the Grant from any other source. If the County does not
receive sufficient Recovery Funds to satisfy all or part of the County's obligations under this
Agreement, the County's obligation to provide the Grant funds to Grantee shall be suspended
unless and until such Recovery Funds are received by the County. Also, Grantee understands and
agrees the County's disbursement of Grant funds to Grantee, as set forth in this Agreement, is
contingent on the Kendall County Board's appropriation and disbursement of those funds. Grantee
understands and agrees that the sole and exclusive decision as to whether or not to appropriate and
disburse Recovery Funds to Grantee lies within the discretion of the Kendall County Board.
6. Remedies
a. The County, by disbursing Grant funds to Grantee, does not guarantee to Grantee
that Grantee's intended use of the Grant funds complies with the requirements of
ARPA. By signing this Agreement, Grantee affirms that its use of the Grant funds
qualifies for funding under ARPA. The County reserves the right to demand
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immediate repayment from Grantee of any Grant funds the County determines, in
its sole discretion,were used for a purpose that does not meet the criteria of ARPA,
the Final Rule, and/or any other Treasury guidelines associated with disbursement
of funds under ARPA.
b. If the County determines,in its sole discretion,the Grantee has submitted any false,
inaccurate, or misleading information to the County, the County may demand
immediate repayment from Grantee of all funds and shall not be obligated for any
further disbursements.
c. If Grantee's records are needed to justify an expense to the Treasury or any other
office, official, or department which is responsible for auditing disbursements of
ARPA funds, failure by Grantee to promptly provide these records, for any reason
including the prior destruction of these records, shall constitute a breach of this
Agreement. The sole and exclusive remedy for such a breach is that Grantee shall
be responsible for repayment of any funds the Treasury or other appropriate office,
official, or department finds were improperly used, unsupported, or unverified.
Additionally, Grantee agrees to indemnify the County and make the County whole
for any penalty assessed against the County based upon Grantee's failure to retain
or provide records.
d. Any other breach of this Agreement by Grantee may, at the sole discretion of the
County, result in immediate termination of the Agreement and/or a demand for
immediate repayment of all Grant funds. Grantee must return all Grant funds to
the County within thirty (30) calendar days after the County issues a demand for
immediate repayment pursuant to this paragraph.
7. Indemnity
If the Treasury, or any other person, official, or department which is charged with the
auditing and review of expenditures of Recovery Funds determines that Grantee's use of such
funds was not permitted under ARPA, Grantee agrees to indemnify, reimburse and make whole
the County for any funds which the United States Government or its agencies seek to recoup or
collect, either by litigation, or by withholding other federal funds owed to the County.
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Grantee further agrees to indemnify, reimburse, and make whole the County for any
penalties associated with the United States government seeking to recoup the expended Grant
funds including interest and/or any other penalty provided by law.
Grantee agrees to hold the County harmless for any evaluation or advice which the County
provided to Grantee as to whether Grantee's use of Grant funds is a permissible use under ARPA.
In addition to all of the above, Grantee shall indemnify, hold harmless and defend with
counsel of County's own choosing, County, its past, present and future elected officials,
department heads, employees, insurers, and agents (hereinafter collectively referred to as
"Releasees") from and against all liability, claims, suits, causes of action, demands, proceedings,
set-offs, liens, attachments, debts, expenses, judgments, or other liabilities including costs,
reasonable fees and expense of defense, arising from any loss, damage, injury, death, or loss or
damage to property, of whatsoever kind or nature as well as for any breach of any covenant in the
Agreement and any breach by Grantee of any representations or warranties made within the
Agreement(collectively,the"Claims"), to the extent such Claims result from any act or omission,
neglect, willful acts, errors, or misconduct of Grantee in its performance under this Agreement or
its use of Grant funds.
Pursuant to 55 ILCS 5/3-9005, no attorney may be assigned to represent the Releasees
pursuant to this Section of the Agreement unless the attorney has been approved in writing by the
Kendall County State's Attorney. Releasees' participation in its defense shall not remove
Grantee's duty to indemnify, defend, and hold Releasees harmless, as set forth above. Releasees
do not waive their defenses or immunities under the Local Government and Governmental
Employees Tort Immunity Act(745 ILCS 10/1 et seq.)by reason of this indemnification provision.
All indemnification obligations shall survive the termination of this Agreement.
8. Notice
Any notice required or permitted in this Agreement shall be given by either(a) depositing
the same in the United States mail, addressed to the party to be notified, postage prepaid and
certified with the return receipt requested, (b) delivering the same in person, or(c)via e-mail with
electronic confirmation of receipt.
If to the County: Kendall County Administrator
111 W. Fox Street
Yorkville, Illinois 60560
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With copy to:
Kendall County State's Attorney
807 John Street
Yorkville, Illinois 60560
If to Grantee:
CONTACT INFO
or such address or counsel as any party hereto shall specify in writing pursuant to this Section from
time to time. Delivery of notice shall be deemed to have occurred upon the date of receipt of the
notice.
9. Venue and Severability
This Agreement shall be interpreted and enforced under the laws of the State of Illinois.
Any legal proceeding related to enforcement of this Agreement shall be brought in the Circuit
Court of Kendall County, Illinois. If the County is required to take legal action to enforce
performance of any of the terms, provisions, covenants and conditions of this Agreement, and by
reason thereof, the County is required to use the services of an attorney, then the County shall be
entitled to reasonable attorneys' fees, court costs, expenses and expert witness fees incurred by the
County pertaining thereto and in enforcement of any remedy, including costs and fees relating to
any appeal.
In case any provision of this Agreement shall be declared and/or found invalid, illegal or
unenforceable by a court of competent jurisdiction, such provision shall,to the extent possible,be
modified by the court in such manner as to be valid, legal and enforceable so as to most nearly
retain the intent of the parties, and, if such modification is not possible, such provision shall be
severed from this Agreement, and in either case the validity, legality, and enforceability of the
remaining provisions of this Agreement shall not in any way be affected or impaired thereby.
10. Execution of Agreement
This Agreement may be executed in counterparts (including facsimile signatures), each of
which shall be deemed to be an original and both of which shall constitute one and the same
Agreement.
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11. Entire Agreement
This Agreement represents the entire agreement between the Parties regarding this subject
matter and there are no other promises or conditions in any other agreement whether oral or
written. Except as expressly stated herein, this Agreement supersedes any other prior written or
oral agreements between the parties regarding this subject matter and may not be further modified
except in writing acknowledged by both parties.
12. Relationship of the Parties
Nothing contained in this Agreement,nor any act of the County or Grantee pursuant to this
Agreement, shall be deemed or construed by any of the parties hereto or by third persons,to create
any relationship of third party beneficiary, principal, agent, limited or general partnership, joint
venture,or any association or relationship involving the County and Grantee. Grantee understands
and agrees that Grantee is solely responsible for paying all wages, benefits and any other
compensation due and owing to Grantee's officers, employees, and agents for the performance of
any services as set forth in the Agreement.
13. Conflict of Interest
The County and the Grantee both affirm no Kendall County officer or elected official has
a direct or indirect, real or apparent, financial or other interest in Grantee or this Agreement or if
any Kendall County officer or elected official does have an interest in Grantee or this Agreement,
that interest, and the procedure followed to effectuate this Agreement, has and will comply with
50 ILCS 105/3, 2 CFR 200.318(c), and other applicable state or federal law.
14. Waiver
The County and/or Grantee's waiver of any term, condition, or covenant or breach of any
term,condition,or covenant,shall not constitute a waiver of any other term,condition,or covenant,
or the breach thereof.
15. Termination
This Agreement shall be in full force and effect upon signature by both parties and will
terminate once Grantee has spent or returned all the Grant funds it has received from the County
and filed its final report. However,Grantee's record-keeping obligation and its duty to defend and
indemnify shall survive the term of this Agreement.
16. Authority
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The County and Grantee each hereby warrant and represent that their respective signatures
set forth below have been, and are on the date of this Agreement, duly authorized by all necessary
and appropriate corporate and/or governmental action to execute this Agreement.
IN WITNESS WHEREOF,the parties hereto have executed this Agreement, using
duplicate counterparts, on the dates listed below.
KENDALL COUNTY,ILLINOIS CITY ORKVILLE
ref
Kendall County Board Chair Mayor
Attest: Attes
ebbie Gillette J"or i Bch land
Kendall County Clerk a C,Ier G
Date: 1Dlo aJ Date:
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